Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Robert Switlick | 838288 | 8 | 11/03/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jon Mark Dabareiner | 1893076 | 18 | 01/11/2010 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 12/15/2009 | Customer Dispute | Denied | $26,151.60 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 11/05/2009 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Johnny G Brown | 5408594 | 2 | 04/20/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jon Mark Dabareiner | 1893076 | 18 | 01/14/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 05/08/2006 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Michael Preston Cox | 1241173 | 2 | 08/19/2005 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Thomas Stephen Walls | 1105863 | 14 | 07/28/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 07/01/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |