Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Atwood Harlow | 2954298 | 1 | 02/08/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Fredric Wallace Williams | 712536 | 3 | 01/11/1995 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Fredric Wallace Williams | 712536 | 3 | 12/16/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Fredric Wallace Williams | 712536 | 3 | 11/06/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |