Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Born Schwendeman | 736583 | 3 | 07/08/2003 | Customer Dispute | Denied | $40,956.00 | $0.00 | See FINRA Report |
| Joseph Anthony Trovato | 4148762 | 1 | 12/23/2002 | Customer Dispute | Denied | $43,000.00 | $0.00 | See FINRA Report |
| Jeffrey Kenneth Garnica | 4546581 | 2 | 04/30/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Douglas Minich | 336353 | 1 | 06/06/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Eugene Gilin | 1228344 | 1 | 06/07/1995 | Customer Dispute | Award / Judgment | $34,000.00 | $7,000.00 | See FINRA Report |
| Jeffrey Kenneth Garnica | 4546581 | 2 | 01/08/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |