Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Marc Rosell | 4107368 | 2 | 11/01/2012 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kurt Allen Creamer | 4372207 | 4 | 08/08/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Douglas R Thorpe | 4396530 | 1 | 06/08/2011 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Ronald Eugene Ruff | 1350378 | 2 | 05/25/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Fay | 2277450 | 1 | 03/24/2011 | Customer Dispute | Denied | $13,305.30 | $0.00 | See FINRA Report |
| Kurt Allen Creamer | 4372207 | 4 | 08/23/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Grant Eugene Foster | 1447423 | 1 | 10/13/2009 | Customer Dispute | Settled | $25,791.00 | $0.00 | See FINRA Report |
| Scott Marshal Jones | 1887033 | 1 | 05/12/2009 | Customer Dispute | Settled | $11,393.00 | $0.00 | See FINRA Report |
| Jonathan David Herbruck | 2078003 | 3 | 01/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Marc Rosell | 4107368 | 2 | 12/23/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |