Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Vallette McNair | 1425153 | 1 | 02/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jimmy Shannon Forbis | 210980 | 3 | 09/20/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence Joseph Rybka | 1661511 | 2 | 06/22/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Lawrence Pelland | 4193640 | 1 | 05/23/2016 | Customer Dispute | Denied | $48,368.90 | $0.00 | See FINRA Report |
| John Joseph Demboski | 4320709 | 1 | 12/18/2015 | Customer Dispute | Denied | $5,050.00 | $0.00 | See FINRA Report |
| Jason Brian Coopersmith | 6307673 | 1 | 03/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Joseph Rybka | 1661511 | 2 | 10/17/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Eugene Ruff | 1350378 | 2 | 05/15/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kurt Allen Creamer | 4372207 | 4 | 04/04/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott Richard Russ | 2137325 | 1 | 04/04/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |