Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Norman Ray Harp | 2480563 | 2 | 08/29/2023 | Customer Dispute | Pending | $101,000.00 | $0.00 | See FINRA Report |
Loren Wallace Olson | 1245513 | 1 | 01/23/2023 | Customer Dispute | Settled | $121,000.00 | $0.00 | See FINRA Report |
Norman Ray Harp | 2480563 | 2 | 08/20/2011 | Customer Dispute | Closed-No Action | $6,010.00 | $0.00 | See FINRA Report |