Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Collin David Brown | 7056987 | 1 | 09/01/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Andrew Mitchell | 5136976 | 1 | 02/01/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael T Jeffries | 3273562 | 1 | 12/05/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Denis John McCartan | 3012576 | 1 | 06/12/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |