Our Staff has compiled our research into a database of FINRA Broker Disclosures for Willow Cove Investment Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Lynne Marie Rach | 1723996 | 4 | 09/07/1994 | Customer Dispute | Settled | $45,246.50 | $0.00 | See FINRA Report |
Michael Raymond Frager | 1230622 | 11 | 09/01/1994 | Customer Dispute | Settled | $48,488.00 | $0.00 | See FINRA Report |
Michael Raymond Frager | 1230622 | 11 | 08/12/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Michael Raymond Frager | 1230622 | 11 | 08/04/1994 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |