Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary H Jochim | 862780 | 4 | 12/09/2003 | Customer Dispute | Award / Judgment | $525,000.00 | $315,691.00 | See FINRA Report |
| Mary H Jochim | 862780 | 4 | 09/01/1994 | Customer Dispute | Award / Judgment | $1,200,000.00 | $13,590.00 | See FINRA Report |