Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
MacO Stewart Fowlkes | 1552712 | 1 | 09/16/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jay Wallace Branson | 1012011 | 2 | 09/16/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Dallas Leigh Jones | 1825351 | 2 | 09/16/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Dallas Leigh Jones | 1825351 | 2 | 08/17/2000 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
Jay Wallace Branson | 1012011 | 2 | 01/20/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |