Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis Gene Navellier | 1792046 | 4 | 06/12/2020 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Louis Gene Navellier | 1792046 | 4 | 08/31/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Brendon John Williams | 2619289 | 1 | 05/26/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Robert George Funk | 2488055 | 1 | 08/13/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Louis Gene Navellier | 1792046 | 4 | 06/03/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Gene Navellier | 1792046 | 4 | 07/02/1987 | Civil | Final | $0.00 | $0.00 | See FINRA Report |