Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kayla Foltmer | 5349151 | 2 | 03/19/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kayla Foltmer | 5349151 | 2 | 03/19/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bryan Allen Sarff | 4718059 | 2 | 07/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cathy Ann Reinhardt | 1138937 | 2 | 03/11/2008 | Customer Dispute | Settled | $80,294.00 | $0.00 | See FINRA Report |
| Cathy Ann Reinhardt | 1138937 | 2 | 09/20/2004 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Bryan Allen Sarff | 4718059 | 2 | 12/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |