Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James William Hamilton | 2503669 | 1 | 12/27/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Thomas Sutton | 1303860 | 2 | 10/07/2003 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| William Thomas Sutton | 1303860 | 2 | 10/05/1999 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| John Clauge Husbands | 1695699 | 2 | 02/24/1994 | Customer Dispute | Award / Judgment | $96,935.00 | $15,000.00 | See FINRA Report |