Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Mitchell Gilpin Young | 1063562 | 2 | 07/23/2002 | Customer Dispute | Award / Judgment | $100,000.00 | $12,500.00 | See FINRA Report |
| Richard Mitchell Gilpin Young | 1063562 | 2 | 12/15/1990 | Customer Dispute | Award / Judgment | $140,000.00 | $13,300.00 | See FINRA Report |