Our Staff has compiled our research into a database of FINRA Broker Disclosures for Prospera Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Dean Pascuzzi | 711548 | 24 | 01/17/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lyman Oscar Heidtke | 241752 | 3 | 01/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |