Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Owen Jarret Muehlfeld | 3101813 | 1 | 08/26/2002 | Customer Dispute | Settled | $59,000.00 | $0.00 | See FINRA Report |
| Derrick A Cartozian | 5939290 | 1 | 06/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marcus Tyrone Stell | 2580420 | 1 | 05/15/2002 | Customer Dispute | Settled | $6,283.25 | $0.00 | See FINRA Report |
| Jason Channing Abernethy | 2936618 | 1 | 11/28/2001 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| John Laurence Zimnik | 2286068 | 1 | 06/21/2001 | Customer Dispute | Denied | $12,914.10 | $0.00 | See FINRA Report |
| Joshua Gary Einhorn | 4570513 | 1 | 05/14/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Randall Shaber | 1080419 | 2 | 03/16/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Steven Linn | 5034865 | 1 | 02/01/2001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Jason Vallas | 4884545 | 1 | 05/20/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rhett Michael King | 7070676 | 1 | 04/19/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |