Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Connor John Welly | 6875070 | 1 | 12/13/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron Christopher Brown | 4523232 | 1 | 10/20/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Justin Thomas Schreiber | 5939412 | 1 | 12/31/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brad B McCollester | 7233477 | 1 | 04/08/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Miller | 5057818 | 1 | 08/05/2009 | Customer Dispute | Denied | $72,000.00 | $0.00 | See FINRA Report |
| Matthew Eric Cano | 4600700 | 1 | 07/21/2009 | Customer Dispute | Denied | $115,000.00 | $0.00 | See FINRA Report |
| Sharon Lexa Galvin Gutierrez | 2239362 | 1 | 05/02/2008 | Customer Dispute | Settled | $8,665.00 | $0.00 | See FINRA Report |
| Paul Edward Schobert | 3067577 | 3 | 04/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Edward Schobert | 3067577 | 3 | 03/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Casian | 4797729 | 1 | 06/19/2007 | Customer Dispute | Closed-No Action | $6,653.00 | $0.00 | See FINRA Report |