Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy L Ciesielka | 7195664 | 2 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Russell Douglas McCary | 6153827 | 1 | 10/29/2018 | Customer Dispute | Denied | $7,667.49 | $0.00 | See FINRA Report |
| Amy L Ciesielka | 7195664 | 2 | 07/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Douglas White | 6080668 | 1 | 06/22/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Brook Mayberry | 6327939 | 1 | 05/02/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Eric Donald Goesch | 6840112 | 1 | 01/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Patrick Callahan | 5798175 | 1 | 12/22/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Armand Domingo Chavez | 7147364 | 3 | 01/13/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Wendy Lynn Nicholsen | 4180791 | 9 | 12/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Lynn Nicholsen | 4180791 | 9 | 12/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |