Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Efrain Alejandro Gamarra | 6238933 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kara Coville Boyd | 2952266 | 2 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin David Reynolds | 7699071 | 1 | 11/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel D Prelog | 4545458 | 1 | 10/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |