Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Christopher Thomas | 7843479 | 4 | 12/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Lynn Nicholsen | 4180791 | 9 | 07/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Lynn Nicholsen | 4180791 | 9 | 05/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kara Coville Boyd | 2952266 | 2 | 03/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Leonard Zwiener | 4824661 | 1 | 02/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Edward Schobert | 3067577 | 3 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Lynn Nicholsen | 4180791 | 9 | 12/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Efrain Alejandro Gamarra | 6238933 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kara Coville Boyd | 2952266 | 2 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin David Reynolds | 7699071 | 1 | 11/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |