Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wayne F Slattery | 4883823 | 1 | 04/04/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Theodore Dekoschak | 5671403 | 1 | 04/24/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Timothy Danilaitis | 5250974 | 1 | 06/17/2013 | Customer Dispute | Denied | $9,740.00 | $0.00 | See FINRA Report |
| Aaron Christopher Brown | 4523232 | 1 | 10/20/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Miller | 5057818 | 1 | 08/05/2009 | Customer Dispute | Denied | $72,000.00 | $0.00 | See FINRA Report |
| Matthew Eric Cano | 4600700 | 1 | 07/21/2009 | Customer Dispute | Denied | $115,000.00 | $0.00 | See FINRA Report |
| Sharon Lexa Galvin Gutierrez | 2239362 | 1 | 05/02/2008 | Customer Dispute | Settled | $8,665.00 | $0.00 | See FINRA Report |
| Paul Edward Schobert | 3067577 | 3 | 04/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Edward Schobert | 3067577 | 3 | 03/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Casian | 4797729 | 1 | 06/19/2007 | Customer Dispute | Closed-No Action | $6,653.00 | $0.00 | See FINRA Report |