Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ruben Gonzalez | 2619263 | 3 | 11/16/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Alexander Whittemore | 6002650 | 1 | 06/08/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ignacio Quiroz | 3237897 | 1 | 03/28/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Lewis Garrett | 3102999 | 2 | 08/01/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Lewis Garrett | 3102999 | 2 | 08/09/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jill Elizabeth Winter | 6947884 | 1 | 10/21/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |