Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad Michael Foslien | 6017008 | 1 | 03/18/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Walter Poff | 5358641 | 1 | 07/01/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Lee Sheets | 5248677 | 8 | 05/03/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Beck | 6003830 | 1 | 12/10/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Crystal Lorraine Kelly | 6268021 | 1 | 05/27/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Martinez | 5192234 | 1 | 11/21/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Hiram Nazario | 6410662 | 4 | 07/28/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Hiram Nazario | 6410662 | 4 | 06/20/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Hiram Nazario | 6410662 | 4 | 12/02/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher John Robinson | 3101822 | 2 | 06/28/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |