Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maribel Robel | 4206859 | 1 | 05/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Lee Sheets | 5248677 | 8 | 04/26/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Humberto Antonio Minaya | 5098797 | 1 | 02/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Lee Sheets | 5248677 | 8 | 09/23/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Andrew Smith | 2472129 | 1 | 09/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ruben Gonzalez | 2619263 | 3 | 09/01/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |