Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Beach | 6394674 | 1 | 05/22/2017 | Customer Dispute | Denied | $45,308.00 | $0.00 | See FINRA Report |
| Christopher John Robinson | 3101822 | 2 | 09/09/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joshua David Larson | 4132797 | 1 | 07/20/2011 | Customer Dispute | Settled | $8,299.57 | $0.00 | See FINRA Report |
| Ruben Gonzalez | 2619263 | 3 | 11/03/2008 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Scott Charles Kottke | 3183317 | 1 | 06/20/2008 | Customer Dispute | Denied | $14,680.00 | $0.00 | See FINRA Report |