Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Patrick Stark | 5237736 | 2 | 08/28/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shawn Hiram Nazario | 6410662 | 4 | 06/26/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Michael Bohlman | 4647174 | 1 | 03/13/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adhali Larios-Hernandez | 7179182 | 1 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Beach | 6394674 | 1 | 05/22/2017 | Customer Dispute | Denied | $45,308.00 | $0.00 | See FINRA Report |
| Joshua Thomas Sheets | 5426159 | 2 | 05/05/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Thomas Sheets | 5426159 | 2 | 03/23/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Inka Eyvette Ashley-Lassen | 2973299 | 1 | 02/27/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kelli Jo Robbins | 7032558 | 1 | 02/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Lee Sheets | 5248677 | 8 | 10/17/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |