Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gabriel Gonzalez | 5449546 | 2 | 04/17/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Carl Kingston | 829132 | 4 | 02/01/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Oliver Klitzke | 6721126 | 1 | 01/02/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Carl Kingston | 829132 | 4 | 11/02/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Laura Kathleen Chiesman | 1390267 | 1 | 01/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Doty Cummings | 5305204 | 1 | 06/01/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |