Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Ratay | 6537792 | 1 | 09/24/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Berry | 7657486 | 1 | 06/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Mario Montefalco | 6345591 | 2 | 02/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Darrin Hughes | 5799069 | 2 | 07/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Darrin Hughes | 5799069 | 2 | 07/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Kowal | 7636936 | 1 | 07/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Devin D Iafelice | 6636174 | 1 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Andrew Hall | 6564876 | 1 | 10/04/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jack M Prestigiacomo | 6968148 | 1 | 02/03/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeff E Pearse | 6396583 | 1 | 05/08/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |