Potomac Analytics' Logo

FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 11-16 out of 16 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Ryan Coyne46741761305/06/2024Customer DisputePending$250,000.00$0.00See FINRA Report
Michael Ryan Coyne46741761305/03/2024Customer DisputePending$290,000.00$0.00See FINRA Report
Michael Ryan Coyne46741761305/02/2024Customer DisputePending$300,000.00$0.00See FINRA Report
Michael Joseph Ratay6537792109/24/2018Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Sprout Shannon2962973103/18/2008Customer DisputeClosed-No Action$45,352.00$0.00See FINRA Report
Robert Leo Derochie4788919107/13/2006Customer DisputeSettled$15,000.00$0.00See FINRA Report

16 Results

Display: