Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William George Hart | 2063060 | 9 | 08/24/2012 | Customer Dispute | Settled | $1,036,000.00 | $0.00 | See FINRA Report |
| William George Hart | 2063060 | 9 | 01/06/2012 | Customer Dispute | Settled | $11,576,300.00 | $0.00 | See FINRA Report |
| William George Hart | 2063060 | 9 | 07/26/2011 | Customer Dispute | Pending | $2,000,000.00 | $309,000.00 | See FINRA Report |
| William George Hart | 2063060 | 9 | 04/22/2011 | Customer Dispute | Pending | $1,200,000.00 | $207,030.00 | See FINRA Report |
| William George Hart | 2063060 | 9 | 04/18/2011 | Customer Dispute | Settled | $1,900,000.00 | $0.00 | See FINRA Report |
| William George Hart | 2063060 | 9 | 01/07/2011 | Customer Dispute | Pending | $250,000.00 | $61,800.00 | See FINRA Report |
| William George Hart | 2063060 | 9 | 02/10/2010 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| William George Hart | 2063060 | 9 | 02/02/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| William George Hart | 2063060 | 9 | 11/16/2009 | Customer Dispute | Pending | $1,900,000.00 | $0.00 | See FINRA Report |