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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 67 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
James McRae Izett712827506/25/2009Customer DisputeDenied$11,299.50$0.00See FINRA Report
Matthew Edward Kopsky1843676203/12/2009RegulatoryFinal$0.00$0.00See FINRA Report
Bradford Hopkins Hyde2219745102/03/2009Customer DisputeSettled$20,037.90$0.00See FINRA Report
Wesley Ray Brown3251052311/13/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Jason Kyle Chepenik2559515406/23/2008Customer DisputeSettled$0.00$0.00See FINRA Report
James McRae Izett712827510/30/2007Customer DisputeDenied$0.00$0.00See FINRA Report
Daniel Thomas Dubois1468923405/22/2007Customer DisputeDenied$15,406.00$0.00See FINRA Report
Thomas Fred Zamiara1496105205/07/2007RegulatoryFinal$0.00$0.00See FINRA Report
Matthew Edward Kopsky1843676202/26/2007CivilFinal$0.00$0.00See FINRA Report
Richard Joseph Groebl2210932206/29/2006Customer DisputeSettled$10,000.00$0.00See FINRA Report

67 Results

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