Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James McRae Izett | 712827 | 5 | 06/25/2009 | Customer Dispute | Denied | $11,299.50 | $0.00 | See FINRA Report |
Matthew Edward Kopsky | 1843676 | 2 | 03/12/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Bradford Hopkins Hyde | 2219745 | 1 | 02/03/2009 | Customer Dispute | Settled | $20,037.90 | $0.00 | See FINRA Report |
Wesley Ray Brown | 3251052 | 3 | 11/13/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jason Kyle Chepenik | 2559515 | 4 | 06/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
James McRae Izett | 712827 | 5 | 10/30/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Daniel Thomas Dubois | 1468923 | 4 | 05/22/2007 | Customer Dispute | Denied | $15,406.00 | $0.00 | See FINRA Report |
Thomas Fred Zamiara | 1496105 | 2 | 05/07/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Matthew Edward Kopsky | 1843676 | 2 | 02/26/2007 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Richard Joseph Groebl | 2210932 | 2 | 06/29/2006 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |