Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Emmett Lyons | 1020415 | 1 | 08/14/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Russell Moody | 6880152 | 1 | 12/03/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Kyle Chepenik | 2559515 | 4 | 07/07/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Kyle Chepenik | 2559515 | 4 | 11/29/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James McRae Izett | 712827 | 5 | 08/27/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Barbara Pauline Richley | 3013952 | 2 | 03/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Kyle Chepenik | 2559515 | 4 | 01/17/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kelley Faustin Snook | 2437169 | 1 | 02/21/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| James McRae Izett | 712827 | 5 | 02/09/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barbara Pauline Richley | 3013952 | 2 | 07/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |