Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Fred Zamiara | 1496105 | 2 | 05/07/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean David Patton | 1845257 | 3 | 03/13/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Bruce Utter | 600105 | 5 | 10/30/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Bruce Utter | 600105 | 5 | 12/28/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Bruce Utter | 600105 | 5 | 12/16/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Thomas Dubois | 1468923 | 4 | 11/10/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |