Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shanari Williams | 5987520 | 1 | 08/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Grayham Michael Lohrey | 7469553 | 2 | 08/22/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher M Falzone | 6802183 | 1 | 04/11/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian P Nagle | 6247178 | 1 | 05/11/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grayham Michael Lohrey | 7469553 | 2 | 04/22/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rafael A Cruz | 4659566 | 2 | 11/14/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rafael A Cruz | 4659566 | 2 | 05/21/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Jack Keleshian | 2364159 | 3 | 07/06/2010 | Customer Dispute | Settled | $212,000.00 | $0.00 | See FINRA Report |
| Jack Keleshian | 2364159 | 3 | 09/15/2008 | Customer Dispute | Settled | $87,210.00 | $0.00 | See FINRA Report |
| Jack Keleshian | 2364159 | 3 | 02/14/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |