Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newedge Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francine Salerno | 1532597 | 1 | 05/20/1999 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
| Ben A Roth | 1080792 | 3 | 01/29/1999 | Customer Dispute | Settled | $164,000.00 | $0.00 | See FINRA Report |
| Lindsey Scott Ferguson | 1997373 | 2 | 01/20/1997 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Lindsey Scott Ferguson | 1997373 | 2 | 09/12/1995 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Darrin Ray Loesch | 3008371 | 2 | 09/10/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jamie Paula Wolff | 2283593 | 1 | 02/10/1994 | Customer Dispute | Settled | $45,597.00 | $0.00 | See FINRA Report |
| Erik J Linstrom | 1862308 | 1 | 04/03/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jon Mark Veenis | 863952 | 1 | 10/28/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Stanley Crooks | 1710936 | 1 | 03/01/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |