Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newedge Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Lyle Kean | 2562320 | 10 | 07/18/2000 | Customer Dispute | Closed-No Action | $23,310.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 07/18/2000 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 02/28/2000 | Customer Dispute | Settled | $11,340.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 02/02/2000 | Customer Dispute | Settled | $18,450.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 01/28/2000 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 01/26/2000 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 09/09/1999 | Customer Dispute | Settled | $10,587.50 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 09/09/1999 | Customer Dispute | Settled | $12,740.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 09/09/1999 | Customer Dispute | Settled | $22,877.00 | $0.00 | See FINRA Report |
| Laureen M Brandin | 5627191 | 1 | 06/16/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |