Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newedge Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Maroon Ina | 1769041 | 2 | 09/11/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel Keith Hocking | 1346641 | 2 | 07/30/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Dane Cooper | 5874943 | 1 | 07/21/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Robert Wheatley | 2337773 | 1 | 03/12/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Ray Loesch | 2380024 | 2 | 08/17/2001 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Lewis Allen Post | 2030003 | 1 | 06/20/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley John Hilbert | 2979252 | 2 | 06/13/2001 | Customer Dispute | Settled | $1,500.00 | $0.00 | See FINRA Report |
| Gary Anthony Gullo | 1657060 | 1 | 06/04/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ben A Roth | 1080792 | 3 | 02/02/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 07/18/2000 | Customer Dispute | Closed-No Action | $10,562.50 | $0.00 | See FINRA Report |