Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newedge Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Greg Leslie McMullen | 2377070 | 2 | 04/09/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin H Christopher | 4420397 | 3 | 01/15/2008 | Customer Dispute | Settled | $19,027.40 | $0.00 | See FINRA Report |
| Alfred Bonardi | 1361351 | 2 | 02/04/2006 | Customer Dispute | Settled | $459,563.00 | $0.00 | See FINRA Report |
| Bradley John Hilbert | 2979252 | 2 | 11/14/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Muzaffar Mashkoor Ahmed | 2091879 | 3 | 07/14/2005 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Daniel Keith Hocking | 1346641 | 2 | 03/24/2004 | Customer Dispute | Settled | $26,470.00 | $0.00 | See FINRA Report |
| Brian Richard Losey | 2527666 | 1 | 02/27/2004 | Customer Dispute | Settled | $8,000,000.00 | $0.00 | See FINRA Report |
| Ben A Roth | 1080792 | 3 | 09/12/2003 | Customer Dispute | Settled | $550,967.00 | $0.00 | See FINRA Report |
| Gabrielle Spady | 2008270 | 1 | 07/15/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Maroon Ina | 1769041 | 2 | 09/27/2002 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |