Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newedge Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley John Hilbert | 2979252 | 2 | 11/14/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Richard Floyd Smith | 718724 | 5 | 10/06/2005 | Customer Dispute | Settled | $210,803.00 | $0.00 | See FINRA Report |
| Muzaffar Mashkoor Ahmed | 2091879 | 3 | 07/14/2005 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Richard Floyd Smith | 718724 | 5 | 10/11/2004 | Customer Dispute | Denied | $63,000.00 | $0.00 | See FINRA Report |
| Daniel Keith Hocking | 1346641 | 2 | 03/24/2004 | Customer Dispute | Settled | $26,470.00 | $0.00 | See FINRA Report |
| Brian Richard Losey | 2527666 | 1 | 02/27/2004 | Customer Dispute | Settled | $8,000,000.00 | $0.00 | See FINRA Report |
| Joseph Charles Connolly | 1976678 | 2 | 10/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith Colin Davis | 4078445 | 1 | 06/03/2003 | Customer Dispute | Denied | $287,000.00 | $0.00 | See FINRA Report |
| Joseph Charles Connolly | 1976678 | 2 | 04/09/2003 | Customer Dispute | Award / Judgment | $29,000.00 | $6,833.00 | See FINRA Report |
| Daniel Keith Hocking | 1346641 | 2 | 07/30/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |