Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newedge Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Thomas Bigley | 1427469 | 1 | 10/22/2013 | Customer Dispute | Denied | $2,500,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Cerrie | 4306901 | 1 | 08/16/2013 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |
| Richard Lee Hurt | 2592380 | 1 | 02/27/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Frances Kahl | 4182272 | 1 | 03/07/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Raymond Hakel | 1028745 | 2 | 01/12/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eli Moallem | 2954321 | 2 | 11/14/2011 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Kent Rodney Beal | 2469212 | 1 | 10/05/2011 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Kelly Jean Warner | 1393216 | 1 | 06/11/2010 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Michael Scott Weinberg | 2041001 | 2 | 04/28/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Ray Loesch | 2380024 | 2 | 02/23/2010 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |