Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newedge Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dustin Thomas Capco | 6279298 | 1 | 10/02/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nvard Rosie Ter-Matevosyan | 4726039 | 3 | 07/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nvard Rosie Ter-Matevosyan | 4726039 | 3 | 06/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nvard Rosie Ter-Matevosyan | 4726039 | 3 | 06/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Kevin Pheney | 1272932 | 1 | 12/29/2016 | Customer Dispute | Closed-No Action | $240,000.00 | $0.00 | See FINRA Report |
| Christopher Walter Kubert | 4352945 | 3 | 07/01/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Emily Grimes Wood | 4457998 | 1 | 06/10/2016 | Customer Dispute | Denied | $155,578.00 | $0.00 | See FINRA Report |
| David John Brennen | 2790670 | 1 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Birch | 805540 | 1 | 01/19/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joshua Patrick Maher | 4932403 | 1 | 04/10/2014 | Customer Dispute | Denied | $11,584.20 | $0.00 | See FINRA Report |