Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newedge Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alfred Bonardi | 1361351 | 2 | 10/29/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Eli Moallem | 2954321 | 2 | 10/03/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Raymond Hakel | 1028745 | 2 | 10/22/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Anthony Fabrizio | 4049844 | 2 | 10/22/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Darrin Ray Loesch | 3008371 | 2 | 07/20/2018 | Customer Dispute | Closed-No Action | $39,046.00 | $0.00 | See FINRA Report |
| Daniel Timothy Fagan | 2434920 | 1 | 12/26/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Octavio Tovar | 4089907 | 6 | 11/21/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dustin Thomas Capco | 6279298 | 1 | 10/02/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Kevin Pheney | 1272932 | 1 | 12/29/2016 | Customer Dispute | Closed-No Action | $240,000.00 | $0.00 | See FINRA Report |
| Christopher Walter Kubert | 4352945 | 3 | 07/01/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |