Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newedge Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Joseph Birch | 805540 | 1 | 01/19/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joshua Patrick Maher | 4932403 | 1 | 04/10/2014 | Customer Dispute | Denied | $11,584.20 | $0.00 | See FINRA Report |
| Kenneth Doyle Blanton | 1526721 | 1 | 11/25/2013 | Customer Dispute | Settled | $97,000.00 | $0.00 | See FINRA Report |
| Michael Thomas Bigley | 1427469 | 1 | 10/22/2013 | Customer Dispute | Denied | $2,500,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Cerrie | 4306901 | 1 | 08/16/2013 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |
| Paul Raymond Hakel | 1028745 | 2 | 01/12/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kent Rodney Beal | 2469212 | 1 | 10/05/2011 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Kevin H Christopher | 4420397 | 3 | 11/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kelly Jean Warner | 1393216 | 1 | 06/11/2010 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Michael Scott Weinberg | 2041001 | 2 | 04/28/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |