Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Michael Ciavarelli | 6066598 | 1 | 08/01/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katrina Jan Spinato | 5650118 | 2 | 04/01/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael David Gee | 6756698 | 1 | 03/15/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Frank Andrew Woloschak | 5968825 | 6 | 11/09/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Andrew Woloschak | 5968825 | 6 | 10/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Daniel Heater | 6895152 | 1 | 09/28/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Andrew Woloschak | 5968825 | 6 | 09/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Andrew Woloschak | 5968825 | 6 | 09/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nick Vincent Delvecchio | 6104583 | 1 | 08/29/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas James Knudson | 5975368 | 1 | 08/16/2023 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |