Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Andrew Bodnar | 714669 | 8 | 04/28/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Andrew Bodnar | 714669 | 8 | 04/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Anthony Pierce | 2170820 | 2 | 04/03/2017 | Customer Dispute | Award / Judgment | $50,000.00 | $5,054,000.00 | See FINRA Report |
| James Aloysius Conwell | 1436190 | 7 | 03/08/2017 | Customer Dispute | Award / Judgment | $155,000.00 | $5,054,000.00 | See FINRA Report |
| Todd Arthur Knapp | 3028214 | 6 | 02/03/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Aloysius Conwell | 1436190 | 7 | 01/27/2017 | Customer Dispute | Award / Judgment | $75,000.00 | $5,054,000.00 | See FINRA Report |
| John Andrew Bodnar | 714669 | 8 | 01/09/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Daniel Barletta | 4691033 | 3 | 12/22/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George August Walters | 4709332 | 1 | 11/15/2016 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Gregory Neal Long | 2049933 | 3 | 11/15/2016 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |