Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Joseph Schiavi | 2032536 | 4 | 08/01/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Boyd | 1123044 | 9 | 07/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Boyd | 1123044 | 9 | 07/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Phillip Bell | 5585025 | 1 | 06/15/2018 | Customer Dispute | Denied | $72,000.00 | $0.00 | See FINRA Report |
| Anne Adkerson Satterfield | 4765572 | 1 | 06/08/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Boyd | 1123044 | 9 | 05/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Patrick Cameron | 2551641 | 3 | 04/26/2018 | Customer Dispute | Settled | $297,930.00 | $0.00 | See FINRA Report |
| Theophilous Henry Woods | 724986 | 8 | 04/18/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Joseph Kim | 2213830 | 7 | 04/11/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Emil Katz | 2810729 | 1 | 04/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |