Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ily Elizabeth Nolen | 6162331 | 1 | 05/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Patrick Cameron | 2551641 | 3 | 04/08/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert A Lindbloom | 5029719 | 4 | 04/02/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Palmeri | 6174424 | 1 | 02/28/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Julius Potocsny | 2417184 | 5 | 02/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis E Musta | 4477023 | 4 | 12/28/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Theophilous Henry Woods | 724986 | 8 | 12/11/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Curtis E Musta | 4477023 | 4 | 12/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Russell Scott Blum | 1276754 | 5 | 08/22/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Joseph Kim | 2213830 | 7 | 08/08/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |