Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Arthur Taylor | 4641256 | 8 | 09/27/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Henry Arthur Taylor | 4641256 | 8 | 09/06/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lee Anthony Siler | 1832058 | 7 | 06/25/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Patrick Quinn | 1616254 | 6 | 07/17/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Charles Sullivan | 2969989 | 5 | 05/14/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Robert Fulton | 1029575 | 7 | 02/10/1987 | Customer Dispute | Award / Judgment | $18,874.00 | $20,344.60 | See FINRA Report |
| Russell Scott Blum | 1276754 | 5 | 12/21/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David A. Dodson | 2363957 | 2 | 12/04/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Robert Fulton | 1029575 | 7 | 11/17/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |