Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Arthur Knapp | 3028214 | 6 | 08/16/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Joe Hall | 5684384 | 1 | 08/05/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 10 | 07/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Michael Alvarez | 2242198 | 7 | 07/08/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Leo Richard Vassallo | 1920639 | 2 | 06/26/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Patrick Cameron | 2551641 | 3 | 04/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Julius Potocsny | 2417184 | 5 | 04/14/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Henry Arthur Taylor | 4641256 | 8 | 04/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Danny David Kominski | 5780204 | 1 | 03/23/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald James Gunn | 1442917 | 9 | 03/16/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |