Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward Ratliff | 1669731 | 9 | 07/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leo Richard Vassallo | 1920639 | 2 | 06/26/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Patrick Cameron | 2551641 | 3 | 04/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Julius Potocsny | 2417184 | 5 | 04/14/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Danny David Kominski | 5780204 | 1 | 03/23/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald James Gunn | 1442917 | 9 | 03/16/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Stephen Thomas Pavlich | 1794852 | 2 | 03/11/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Carbone | 1350687 | 1 | 02/08/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Neal Long | 2049933 | 3 | 02/02/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Scott Ryan Babbitt | 4057681 | 7 | 01/29/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |