Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Patrick Quinn | 1616254 | 6 | 08/21/1998 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Edward Joseph Schiavi | 2032536 | 4 | 08/10/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Glenn Lane | 5255199 | 3 | 01/24/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald Lynn Ray | 722851 | 3 | 11/05/1997 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Donald James Gunn | 1442917 | 9 | 01/10/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Robert Fulton | 1029575 | 7 | 07/13/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Bart Javarone | 1721569 | 3 | 10/14/1993 | Customer Dispute | Settled | $652,986.00 | $0.00 | See FINRA Report |
| Sean Patrick Quinn | 1616254 | 6 | 07/17/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Robert Fulton | 1029575 | 7 | 02/10/1987 | Customer Dispute | Award / Judgment | $18,874.00 | $20,344.60 | See FINRA Report |
| Russell Scott Blum | 1276754 | 5 | 12/21/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |