Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John David Jaicks | 2100233 | 1 | 04/11/2000 | Customer Dispute | Settled | $57,273.60 | $0.00 | See FINRA Report |
| Brandon Reed Barile | 2554323 | 5 | 03/27/2000 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Robert James D'Andria | 1916172 | 8 | 01/31/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Edward Ratliff | 1669731 | 9 | 09/06/1999 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Edward Porter | 4527873 | 1 | 09/03/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chandis D Ferguson | 2579994 | 13 | 08/16/1999 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Michael Fredrick Petramalo | 1529214 | 3 | 06/29/1999 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| John Andrew Bodnar | 714669 | 8 | 03/08/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Cecil Allen Ross | 2391047 | 3 | 03/04/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sean Patrick Quinn | 1616254 | 6 | 02/12/1999 | Customer Dispute | Denied | $13,700.00 | $0.00 | See FINRA Report |